By Noah Weaver
Ethical issue: is it ethical for researchers to conduct a study in communities that are not necessarily guaranteed to benefit as a result?
Facts:
- the study will require significant assistance from the community members
- researcher does not intend to pay community members for their help
- although the researchers benefit, the community members may or may not benefit in the long-term
- pathogen under study is found only in this specific region of Lesotho
Stakeholders/motivations
- Scientists/researchers– scientists will be motivated to earn recognition from their work and advance knowledge of science. They may also be motivated to help the locals through their work.
- University– the institution(s) that provides resources/support for the researchers will be motivated by increased notoriety and interest from future students in their institution. Like any university, their goal is to attract the “best and brightest”- a university that is known for breakthrough research will attract more talented students, facuity, etc.
- Investors– will primarily be motivated by financial incentive- perhaps to sell the profile of the pathogen to major universities or pharmaceutical companies (although the pharmaceutical route is much less likely if the pathogen does not spread outside of Lesotho). Investors may also be motivated by seeing real-world impact with their investment
- Community members in region– may be motivated by helping prestigious researchers (people of LMICs may be a bit “star-struck” by academics). They might also be motivated by the hope of creating interest among the academic community in Lesotho/understanding the pathogen to treat or cure the disease it causes.
- Lesotho government– like the community members, the government will be motivated by the hope that a treatment or cure can eventually come from the research. The government may also be motivated by increased notoriety for their country
Solutions
Solution A: Survey community health workers (CHWs) working out of PHUs in the region. This solution is much less time-intensive for both the researchers and the community members. This method is ethical because CHWs are more likely than individual community members to understand the importance of understanding what is causing the disease they see first-hand.
Pros of Solution A:
- CHWs are nominated by their peers to serve their community; thus they can act as excellent representatives of the community as a whole
- less time-intensive method
Cons of Solution A:
- depending on how large the sample size is, the data could be skewed/incomplete
- the lack of incentive may make it even more difficult to find willing participants
Solution B: survey individual community members randomly while providing a small incentive such as a soda or snack. This is ethical because it provides a small token of gratitude in return for the time/effort it will take for community members to tell (or show) the researchers the sources of their water supply and storage methods.
Pros of Solution B:
- random sampling makes it much less likely for data to be skewed/incomplete
- Providing a small snack shows a good-faith effort on the part of the researcher: it shows that they are not necessarily there for personal gain only and provides a small benefit to those who give the researchers their time.
Cons of Solution B:
- Much more time-intensive
- snack/soda is still not too much of an incentive
- labor-intensive: sampling as many random individuals as possible will take quite a bit of manpower on part of the researchers
Solution C: work directly with the local government through a partnership and identify community leaders. This will allow both the researchers to clearly relay their intentions and ensure appropriate measures are taken to satisfy the government, researchers, and community members. This option is likely the most ethical route since it considers all levels of the community/country before conducting research in the country. Seeking input from all impacted stakeholders is a crucial part of any ethical decision-making process. For example, I tend to seek input from multiple viewpoints that are also diverse. This is important because it allows one to consider all possible aspects of their decisions before putting them into action.
Pros of Solution C:
- clear working relationship through official channels
- provide a platform for the researchers to receive feedback or answer questions/concerns the community may have before their research actually begins
Cons of Solution C:
- governments can potentially be unethical (even when the researcher is trying to help them).
- e.g. government officials in some LMICs will expect something of personal gain for allowing the research to take place
- likely a slow and onerous route. Working with governments of any kind is usually a very slow process.
Solution Chosen: Solution C.
This solution is the most ethical of the three listed because it considers all stakeholders within Lesotho, from the individuals to community leaders to the highest levels of their government. This ensures that all participating parties are fully-informed and have a say in the conduct of the research. It also makes it more likely that efficiency during the study period is maintained without the sacrifice of study quality. Although this method will require extensive planning/meeting time before arriving in Lesotho, it will require much less effort on the researchers’ part once they arrive in the specific region of Lesotho.
Solution A might not be the most ethical of the three because it does not consider all potential stakeholders within the community. Solution B, however, is equitable but very time-intensive during in-country fieldwork. Furthermore, providing a snack may be seen as a selfish act. One of my classmates brought up the point that doing this might be a slightly sinister method for establishing a trust/relationship with the locals as the researchers’ primary motivation for providing a snack is to earn something in return for themselves.
Although none of these solutions directly ensure that the pathogen will have treatments/cures developed in the future, it will at least provide a basis for other researchers that may be interested in doing so in the future. Furthermore, this study may draw the interest of an unknown researcher at some point, as publishing this initial research will generate more interest and awareness of the issue. It is entirely possible that little attention is given to the pathogen prior to the start of this study; thus, it is more ethical to conduct the study than it is to do nothing at all.